Rick has an extensive background in the Financial Services industry from Consumer Credit start-ups to multinational Banks and Insurers. A psychologist by background, he specialises in the design, leadership, quality assurance and management of complex regulatory and compliance programmes.
Previous to co-founding The Compliance Foundation, a consultancy specialised in risk and compliance support, Rick was a Partner at Accenture and a Senior Vice President at Capgemini Consulting where he led the Financial Services business. He has a real feel for the challenges faced by entrepreneurs and executives in start ups as he himself has set-up and grown his own businesses.
Rick’s recent experience includes the design, leadership and delivery management of several major compliance transformation programmes for leading Consumer Credit and Investment Platform businesses as well as the design and set up of a new Bank.
Sandra is a leading compliance and regulation expert with a practical, people focused approach. A lawyer by training, she brings a unique blend of legal, regulatory and business experience to her clients.
Previous to co-founding The Compliance Foundation, a consultancy specialised in risk and compliance support, she was a senior regulator with the Financial Services Authority as well as a Risk Director for a major high street bank and acted as Head of Compliance for several digital businesses.
Sandra's extensive regulatory, risk management, compliance, operational and governance experience, enable her to provide specialist support and advice in a simple and practical manner to new and expanding businesses.
Her recent experience includes the provision of advice to multiple established firms and digital start ups (including many Consumer Credit firms and a start up Bank) on their regulatory responsibilities, processes and controls.
Date & Time:
24 October 2017, 9.30am - 1.30pm
The London Institute of Banking & Finance
Peninsular House, 36 Monument Street
London, EC3R 8LJ
Fees and registration
Register online or contact our events team on +44 (0) 20 7337 6286 or firstname.lastname@example.org.
- Members £225
- Non-Members £250
Registration fee includes all learning materials, lunch and refreshments.
Multiple bookings and In-house delivery
Discounts are available for group bookings. If you have five or more delegates who wish to attend this course, it may be more cost effective to run it in-house. To find out more about group discounts and in-house delivery, please contact the Events team at email@example.com or on +44 (0) 20 7337 6286